Financial Regulatory Services
Propelfwd has recognised a need to offer a new service line in Risk Management and Regulatory Risk & Compliances services.
As trusted business advisors, we work in partnership with our clients to deliver solutions aimed at mitigating current and potential risks to their organisations.
We help our clients prepare for new regulatory challenges they may face and assist them improve their risk management capabilities.
Our new Services detailed below, include (but are not limited to):-
Risk Management & Infrastructure:
- Enterprise Risk Management
- Business Risk Assessments
- Fraud Risk Assessments
- Risk Management Process Analysis
- Controls Assurance Assessments
- Conduct Risk Assurance
Forensic Services:
- Financial Crime Investigations
- Corporate Intelligence
- Enhanced Due Diligence Services
Compliance and Regulatory Services:
- Regulatory Strategy & Advice
- Start-Up Services: Assistance with obtaining regulatory licenses in the following jurisdictions: UK, Ireland, IOM, and the Channel Islands
- Design, Development, and Implementation of Regulatory Frameworks
- Framework Assessments, Gap Analysis, Compliance Reviews and Regulatory Health-Checks
- Preparation for Regulatory visits, examinations, and/or supervision support
- Assistance with implementing Regulatory Change
- Case Reviews
Financial Crime Training & Awareness:
- Financial Crime Training Programs and Sessions (Internal and External) covering Sanctions, AML, Terrorist Financing and Fraud
- CPD Sessions and Seminars (Topical discussions, Forums on Compliance and Financial Crime)
- We are also able to provide governance related training focused on specific topics for example Conflicts of Interest
We are delighted to offer these new services to both our existing and new clients designed to bring a different, refreshing approach to the provision of Governance, Risk and Compliance support and services.
With a strong emphasis on educating businesses about risk, we are able, to deliver, excellent quality services to its clients with a personal approach.
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